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Linglib.Phenomena.WordOrder.Studies.Westergaard2009

Westergaard (2009): Micro-Cues, Information Structure, and Economy #

@cite{westergaard-2009}

Marit Westergaard. The Acquisition of Word Order: Micro-Cues, Information Structure, and Economy. Linguistik Aktuell/Linguistics Today 145. John Benjamins, 2009.

Core Claim #

V2 is not a single parameter. It decomposes into micro-parameters: one per clause-type head in a split-CP (ForceP) domain. Each micro-parameter is independently settable to + (verb movement to that head) or − (no verb movement). Different Germanic languages and dialects are characterized by different profiles of + and − across these heads.

The book distinguishes two levels:

Formalization #

  1. ForceHead: the seven clause-type heads (theory layer)
  2. V2Profile: a function ForceHead → Bool (theory layer)
  3. Language profiles: per-language Fragment files
  4. MicroCue: syntactic templates from Ch. 3 §4
  5. Bridge theorems to SAI data, V2 data, and GermanicV2
  6. Information Structure: [±FOC] conditioning of "optional" V2

The Split-ForceP Model #

@cite{westergaard-2009} splits @cite{rizzi-1997}'s ForceP into clause-type-specific projections. All seven heads are in the CP domain (above FinP). Crucially, the distinctions among Decl°, Int°, Pol°, Excl°, Imp° are finer than @cite{rizzi-1997}'s inventory — they are all "flavors of Force" that the existing Cat enum does not distinguish.

Fin° and Wh° do correspond to existing Cat heads (.Fin and .C respectively), but the five Force-level heads (Decl°, Int°, Pol°, Excl°, Imp°) are all at the Force level. Note: @cite{westergaard-2009}'s Pol° is a CP-domain head for yes/no-questions, NOT @cite{laka-1990}'s ΣP (which is Cat.Pol in linglib at F-value 2).

Map theory-neutral V2 observations to's split-ForceP micro-parameter representation. The mapping:

  • declV2 → Decl° (verb movement in declaratives)
  • whQV2 → Int° (verb movement in wh-questions)
  • ynQV2 → Pol° (verb movement in yes/no-questions)
  • exclV2 → Excl° (verb movement in exclamatives)
  • impV2 → Imp° (verb movement in imperatives)
  • embFinV2 → Fin° (V-to-I in embedded finite clauses)
  • embQV2 → Wh° (verb movement in embedded questions)
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    Shared types for describing V2 word order variation.

    Clause types relevant to V2 variation.

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        V2 status of a clause type in a given language/dialect.

        • obligatory : V2Status

          V2 is obligatory

        • impossible : V2Status

          V2 is impossible (verb stays low or appears finally)

        • optional : V2Status

          V2 alternates with non-V2, conditioned by other factors

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            A single V2 observation: what happens in a given clause type.

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                  Table 3.1 (p. 41) has exactly 6 language varieties. Every cell (6 × 7 = 42) is verified, so changing a single field in a Fragment file breaks exactly one guard.

                  Ch. 3 §4 introduces the cues — the syntactic templates in the input that trigger each micro-parameter. A micro-cue is a piece of I-language structure that children produce on exposure to the relevant input. Ch. 10 §3 (34)–(37) gives the final formulations.

                  The distinction from Table 3.1: micro-parameters are the *grammar's*
                  settings; micro-cues are the *observable evidence* in the input that
                  leads children to set each parameter.
                  
                  Final micro-cue formulations (Ch. 10 (34)–(37)):
                  - (34) DeclP[XP Decl°[+V] ...] — V2 in declaratives
                  - (35) IntP[wh Int°[+V] ...] — V2 in wh-questions (wh-phrase in SpecIntP)
                  - (36) IntP[wh[Int°] ...] — non-V2 in wh-questions (wh-head *in* Int°)
                  - (37) TopP[DP[−FOC] Top° IntP[wh[Int°] ...]] — given subject → non-V2
                  
                  NOTE: (36) and (37) are the two key innovations. (36) captures the
                  wh-head/phrase distinction: monosyllabic wh-words are heads that
                  occupy Int° directly, blocking verb movement. (37) captures the
                  TopP/[±FOC] mechanism: given subjects ([−FOC]) move to SpecTopP,
                  which is the structural basis for the information-structure
                  conditioning of V2 in § 10 below. 
                  

                  A micro-cue: a syntactic template that serves as evidence for a particular micro-parameter setting in acquisition.

                  • Which head this cue is evidence for

                  • template : String

                    The syntactic template (schematic notation)

                  • description : String

                    Description of the cue

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                        Cue for V2 in wh-questions.

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                          Cue for V2 in declaratives.

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                            Cue for V2 in exclamatives.

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                              Cue for V2 in embedded questions.

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                                Cue for non-V2 in exclamatives.

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                                  Cue for non-V2 in embedded questions.

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                                    Cue for V2 in yes/no-questions.

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                                      Cue for V2 in imperatives.

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                                        Cue for wh-head-in-Int° (non-V2 in wh-questions). Ch. 10 (36): IntP[wh[Int°] ...] — the monosyllabic wh-word occupies Int° itself, blocking verb movement to that position.

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                                          Whether a cue is expressed (+) in a given language's input. Children exposed to a + cue will set the corresponding parameter.

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                                            V2 observations from across the book, organized by language.

                                            Non-subject-initial declaratives: V2 obligatory.

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                                              Yes/no-questions: V2 obligatory.

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                                                Wh-questions with long (polysyllabic) wh-phrases: V2 obligatory.

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                                                  Wh-questions with short (monosyllabic) wh-words: V2 optional, conditioned by information structure.

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                                                    Exclamatives: non-V2 obligatory.

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                                                      Embedded declaratives: non-V2 (mostly).

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                                                        Standard English: no V2 in declaratives (SVO base order).

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                                                          Standard English: V2 in wh-questions (via SAI).

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                                                            Belfast English: V2 in embedded questions too.

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                                                              Danish: V2 in exclamatives (unlike Norwegian and English).

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                                                                German root declaratives: V2 obligatory.

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                                                                  German embedded clauses with complementizer: verb-final (no V2). The verb raises to I/Fin (hence +Fin° in Table 3.1) but not to C, so it appears clause-finally due to SOV base order.

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                                                                    Ch. 7 argues that monosyllabic wh-words are syntactic heads (X°) while polysyllabic wh-constituents are phrases (XP). When a wh-head occupies Int°, it blocks verb movement, making non-V2 possible. When a wh-phrase is in SpecIntP, Int° is free for the verb → V2 obligatory.

                                                                    Tromsø Norwegian wh-words:
                                                                    - Monosyllabic (heads): *ka* 'what' (1σ), *kem* 'who' (1σ),
                                                                      *kor* 'where' (1σ)
                                                                    - Polysyllabic (phrases): *korfor* 'why' (2σ), *korsen* 'how' (2σ),
                                                                      *katti* 'when' (2σ) 
                                                                    

                                                                    Tromsø wh-word data: (form, gloss, syllable count).

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                                                                      English SAI (from SubjectAuxInversion.lean) is exactly the surface reflex of +Int° and +Pol° in the English V2 profile.

                                                                      German embedded clauses are verb-final (no V2), even though German has +Fin° (V-to-I). V2 = verb-to-C, which requires +Decl°/+Int° etc. Verb-final is consistent with −Wh° (no V-to-C in embedded contexts).

                                                                      GermanicV2.lean proves that German V2 involves head-to-head movement of V to C, skipping T (HMC violation). This is the structural realization of +Decl° in profile: verb movement targets the Decl° head in the CP domain.

                                                                      The bridge: German has +Decl° (our profile) AND the syntactic analysis
                                                                      shows V moves to C in root declaratives (GermanicV2). 
                                                                      

                                                                      German +Decl° is consistent with the V-to-C movement formalized in GermanicV2.lean: the verb moves to C (= the Decl° position in split-ForceP).

                                                                      The GermanicV2 file shows:

                                                                      • V2 is head-to-head movement (v2_mover_stays_minimal)
                                                                      • V skips T to reach C (t_intervenes_in_v2)
                                                                      • The mover was a head in the target (verb_was_head_in_target)

                                                                      WALS classifies German as having "no dominant order" (Typology.lean). Westergaard's micro-parameters explain why: German has +Decl° (V2 in root declaratives) but also +Fin° (V-to-I in embedded clauses, yielding verb-final surface order due to SOV base). This split makes the "basic" order indeterminate — SVO on the surface in root clauses, SOV underlyingly and in embedded clauses.

                                                                      German's "no dominant order" classification in WALS is consistent with a micro-parameter profile that has BOTH +Decl° (V2 in roots → surface SVO) AND +Fin° (V-to-I in embedded → surface SOV).

                                                                      English is classified as SVO in WALS. This is consistent with −Decl° (no verb movement in declaratives → surface SVO with SVO base order) and −Fin° (no V-to-I in embedded clauses → embedded order also SVO).

                                                                      In Tromsø wh-questions with monosyllabic wh-words, V2 vs. non-V2 correlates with the discourse status of the subject:

                                                                      - **[−FOC] / given subject** (pronoun) → non-V2 preferred.
                                                                        Subject moves to SpecTopP; verb stays low.
                                                                      - **[+FOC] / new subject** (full DP) → V2 preferred.
                                                                        Subject stays in SpecIP; verb moves to Top° to check [−FOC].
                                                                      
                                                                      The book *derives* this from TopP structure (pp. 46–47): given subjects
                                                                      carry [−FOC], which triggers movement to SpecTopP, leaving Int° empty
                                                                      (verb stays low). New subjects lack [−FOC], so they stay in SpecIP and
                                                                      the verb moves to Top°/Int° → V2. The [±FOC] feature already exists in
                                                                      `Features.lean` (`foc : Bool → FeatureVal`) but is not yet connected
                                                                      to an Agree-based derivation.
                                                                      
                                                                      TODO: Replace this stipulative pattern match with a derivation from
                                                                      [±FOC] feature checking on subjects + TopP Agree/movement. The
                                                                      current version captures the correct *empirical mapping* but does not
                                                                      explain *why* the mapping holds — the TopP mechanism does. 
                                                                      

                                                                      structural economy (p. 4):

                                                                      (9a) Only build as much structure as there is evidence for in the input.
                                                                      (9b) Only move elements as far as there is evidence for in the input.
                                                                      
                                                                      These principles constrain *children's grammars*: children build minimal
                                                                      structure, adding projections only when input evidence forces them.
                                                                      
                                                                      The following theorems derive a corollary: languages with fewer active
                                                                      micro-parameters require less structure to be built. This is our own
                                                                      formalization of a consequence of (9a), not a claim directly stated in
                                                                      the book.