Westergaard (2009): Micro-Cues, Information Structure, and Economy #
@cite{westergaard-2009}
Marit Westergaard. The Acquisition of Word Order: Micro-Cues, Information Structure, and Economy. Linguistik Aktuell/Linguistics Today 145. John Benjamins, 2009.
Core Claim #
V2 is not a single parameter. It decomposes into micro-parameters: one per clause-type head in a split-CP (ForceP) domain. Each micro-parameter is independently settable to + (verb movement to that head) or − (no verb movement). Different Germanic languages and dialects are characterized by different profiles of + and − across these heads.
The book distinguishes two levels:
- Micro-parameters (Table 3.1): settings in the adult grammar
- Micro-cues (Ch. 3 §4, Ch. 10 §3): observable input patterns that trigger each parameter setting in acquisition
Formalization #
ForceHead: the seven clause-type heads (theory layer)V2Profile: a functionForceHead → Bool(theory layer)- Language profiles: per-language Fragment files
MicroCue: syntactic templates from Ch. 3 §4- Bridge theorems to SAI data, V2 data, and GermanicV2
- Information Structure: [±FOC] conditioning of "optional" V2
The Split-ForceP Model #
@cite{westergaard-2009} splits @cite{rizzi-1997}'s ForceP into
clause-type-specific projections. All seven heads are in the CP domain
(above FinP). Crucially, the distinctions among Decl°, Int°, Pol°, Excl°,
Imp° are finer than @cite{rizzi-1997}'s inventory — they are all
"flavors of Force" that the existing Cat enum does not distinguish.
Fin° and Wh° do correspond to existing Cat heads (.Fin and .C
respectively), but the five Force-level heads (Decl°, Int°, Pol°, Excl°,
Imp°) are all at the Force level. Note: @cite{westergaard-2009}'s Pol°
is a CP-domain head for yes/no-questions,
NOT @cite{laka-1990}'s ΣP (which is Cat.Pol in linglib at F-value 2).
Map theory-neutral V2 observations to's split-ForceP micro-parameter representation. The mapping:
declV2→ Decl° (verb movement in declaratives)whQV2→ Int° (verb movement in wh-questions)ynQV2→ Pol° (verb movement in yes/no-questions)exclV2→ Excl° (verb movement in exclamatives)impV2→ Imp° (verb movement in imperatives)embFinV2→ Fin° (V-to-I in embedded finite clauses)embQV2→ Wh° (verb movement in embedded questions)
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Shared types for describing V2 word order variation.
Clause types relevant to V2 variation.
- declarative : ClauseType
- whQuestion : ClauseType
- yesNoQuestion : ClauseType
- exclamative : ClauseType
- imperative : ClauseType
- embeddedDecl : ClauseType
- embeddedQuestion : ClauseType
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- Phenomena.WordOrder.Studies.Westergaard2009.instBEqV2Datum.beq x✝¹ x✝ = false
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Table 3.1 (p. 41) has exactly 6 language varieties. Every cell (6 × 7 = 42) is verified, so changing a single field in a Fragment file breaks exactly one guard.
Ch. 3 §4 introduces the cues — the syntactic templates in the input that trigger each micro-parameter. A micro-cue is a piece of I-language structure that children produce on exposure to the relevant input. Ch. 10 §3 (34)–(37) gives the final formulations.
The distinction from Table 3.1: micro-parameters are the *grammar's*
settings; micro-cues are the *observable evidence* in the input that
leads children to set each parameter.
Final micro-cue formulations (Ch. 10 (34)–(37)):
- (34) DeclP[XP Decl°[+V] ...] — V2 in declaratives
- (35) IntP[wh Int°[+V] ...] — V2 in wh-questions (wh-phrase in SpecIntP)
- (36) IntP[wh[Int°] ...] — non-V2 in wh-questions (wh-head *in* Int°)
- (37) TopP[DP[−FOC] Top° IntP[wh[Int°] ...]] — given subject → non-V2
NOTE: (36) and (37) are the two key innovations. (36) captures the
wh-head/phrase distinction: monosyllabic wh-words are heads that
occupy Int° directly, blocking verb movement. (37) captures the
TopP/[±FOC] mechanism: given subjects ([−FOC]) move to SpecTopP,
which is the structural basis for the information-structure
conditioning of V2 in § 10 below.
A micro-cue: a syntactic template that serves as evidence for a particular micro-parameter setting in acquisition.
- target : Minimalism.ForceHead
Which head this cue is evidence for
- template : String
The syntactic template (schematic notation)
- description : String
Description of the cue
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- Phenomena.WordOrder.Studies.Westergaard2009.instBEqMicroCue.beq x✝¹ x✝ = false
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Cue for V2 in wh-questions.
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- Phenomena.WordOrder.Studies.Westergaard2009.cueIntV2 = { target := Minimalism.ForceHead.Int, template := "IntP[wh Int°V]", description := "Wh-element in SpecIntP, finite verb raised to Int°" }
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Cue for V2 in declaratives.
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Cue for V2 in exclamatives.
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- Phenomena.WordOrder.Studies.Westergaard2009.cueExclV2 = { target := Minimalism.ForceHead.Excl, template := "ExclP[wh Excl°V]", description := "Wh-exclamative with finite verb raised to Excl°" }
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Cue for V2 in embedded questions.
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- Phenomena.WordOrder.Studies.Westergaard2009.cueWhV2 = { target := Minimalism.ForceHead.Wh, template := "WhP[wh Wh°V]", description := "Embedded question with finite verb raised to Wh°" }
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Cue for non-V2 in exclamatives.
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Cue for non-V2 in embedded questions.
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- Phenomena.WordOrder.Studies.Westergaard2009.cueWhNonV2 = { target := Minimalism.ForceHead.Wh, template := "WhP[wh ... VP[V]]", description := "Embedded question with verb remaining in VP" }
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Cue for V2 in yes/no-questions.
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- Phenomena.WordOrder.Studies.Westergaard2009.cuePolV2 = { target := Minimalism.ForceHead.Pol, template := "PolP[Pol°V ...]", description := "Finite verb raised to Pol° in yes/no-questions" }
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Cue for V2 in imperatives.
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- Phenomena.WordOrder.Studies.Westergaard2009.cueImpV2 = { target := Minimalism.ForceHead.Imp, template := "ImpP[Imp°V ...]", description := "Finite verb raised to Imp° in imperatives" }
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Cue for wh-head-in-Int° (non-V2 in wh-questions). Ch. 10 (36): IntP[wh[Int°] ...] — the monosyllabic wh-word occupies Int° itself, blocking verb movement to that position.
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Whether a cue is expressed (+) in a given language's input. Children exposed to a + cue will set the corresponding parameter.
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V2 observations from across the book, organized by language.
Non-subject-initial declaratives: V2 obligatory.
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Yes/no-questions: V2 obligatory.
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Wh-questions with long (polysyllabic) wh-phrases: V2 obligatory.
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Wh-questions with short (monosyllabic) wh-words: V2 optional, conditioned by information structure.
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Exclamatives: non-V2 obligatory.
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Embedded declaratives: non-V2 (mostly).
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Standard English: no V2 in declaratives (SVO base order).
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Standard English: V2 in wh-questions (via SAI).
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Belfast English: V2 in embedded questions too.
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Danish: V2 in exclamatives (unlike Norwegian and English).
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German root declaratives: V2 obligatory.
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German embedded clauses with complementizer: verb-final (no V2). The verb raises to I/Fin (hence +Fin° in Table 3.1) but not to C, so it appears clause-finally due to SOV base order.
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Standard Norwegian and Standard English differ only on Decl°. This captures the classic observation that English lost V2 in declaratives but retained it in questions.
Nordmøre Norwegian is the mirror image of English on Decl° vs. Int°: Nordmøre has +Decl° −Int°, English has −Decl° +Int°.
Danish differs from Standard Norwegian only on Excl°.
All six Table 3.1 languages agree on +Pol° (V2 in yes/no-questions is universal across these Germanic varieties).
German is the only Table 3.1 language with +Fin° (V-to-I in embedded clauses).
Active parameter counts form a monotone chain from English (fewest) to Danish (most) among the Table 3.1 languages.
Ch. 7 argues that monosyllabic wh-words are syntactic heads (X°) while polysyllabic wh-constituents are phrases (XP). When a wh-head occupies Int°, it blocks verb movement, making non-V2 possible. When a wh-phrase is in SpecIntP, Int° is free for the verb → V2 obligatory.
Tromsø Norwegian wh-words:
- Monosyllabic (heads): *ka* 'what' (1σ), *kem* 'who' (1σ),
*kor* 'where' (1σ)
- Polysyllabic (phrases): *korfor* 'why' (2σ), *korsen* 'how' (2σ),
*katti* 'when' (2σ)
Tromsø wh-word data: (form, gloss, syllable count).
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All monosyllabic Tromsø wh-words classify as heads.
All polysyllabic Tromsø wh-words classify as phrases.
Head wh-words block verb movement; phrase wh-words do not.
English SAI (from SubjectAuxInversion.lean) is exactly the surface
reflex of +Int° and +Pol° in the English V2 profile.
English matrix wh-questions require inversion (ex01) and the profile marks Int° as + — consistent.
English matrix yes/no-questions require inversion (ex04) and the profile marks Pol° as + — consistent.
English declaratives lack V2 — consistent with −Decl°.
Belfast English embedded inversion (ex23, ex24) is consistent with +Wh°.
Norwegian yes/no-questions are obligatorily V2, consistent with +Pol°.
Norwegian exclamatives are non-V2, consistent with −Excl°.
Danish exclamatives are V2, consistent with +Excl°.
German embedded clauses are verb-final (no V2), even though German has +Fin° (V-to-I). V2 = verb-to-C, which requires +Decl°/+Int° etc. Verb-final is consistent with −Wh° (no V-to-C in embedded contexts).
GermanicV2.lean proves that German V2 involves head-to-head movement
of V to C, skipping T (HMC violation). This is the structural realization
of +Decl° in profile: verb movement targets
the Decl° head in the CP domain.
The bridge: German has +Decl° (our profile) AND the syntactic analysis
shows V moves to C in root declaratives (GermanicV2).
German +Decl° is consistent with the V-to-C movement formalized in
GermanicV2.lean: the verb moves to C (= the Decl° position in
split-ForceP).
The GermanicV2 file shows:
- V2 is head-to-head movement (
v2_mover_stays_minimal) - V skips T to reach C (
t_intervenes_in_v2) - The mover was a head in the target (
verb_was_head_in_target)
WALS classifies German as having "no dominant order" (Typology.lean).
Westergaard's micro-parameters explain why: German has +Decl° (V2 in
root declaratives) but also +Fin° (V-to-I in embedded clauses, yielding
verb-final surface order due to SOV base). This split makes the "basic"
order indeterminate — SVO on the surface in root clauses, SOV underlyingly
and in embedded clauses.
German's "no dominant order" classification in WALS is consistent with a micro-parameter profile that has BOTH +Decl° (V2 in roots → surface SVO) AND +Fin° (V-to-I in embedded → surface SOV).
English is classified as SVO in WALS. This is consistent with −Decl° (no verb movement in declaratives → surface SVO with SVO base order) and −Fin° (no V-to-I in embedded clauses → embedded order also SVO).
In Tromsø wh-questions with monosyllabic wh-words, V2 vs. non-V2 correlates with the discourse status of the subject:
- **[−FOC] / given subject** (pronoun) → non-V2 preferred.
Subject moves to SpecTopP; verb stays low.
- **[+FOC] / new subject** (full DP) → V2 preferred.
Subject stays in SpecIP; verb moves to Top° to check [−FOC].
The book *derives* this from TopP structure (pp. 46–47): given subjects
carry [−FOC], which triggers movement to SpecTopP, leaving Int° empty
(verb stays low). New subjects lack [−FOC], so they stay in SpecIP and
the verb moves to Top°/Int° → V2. The [±FOC] feature already exists in
`Features.lean` (`foc : Bool → FeatureVal`) but is not yet connected
to an Agree-based derivation.
TODO: Replace this stipulative pattern match with a derivation from
[±FOC] feature checking on subjects + TopP Agree/movement. The
current version captures the correct *empirical mapping* but does not
explain *why* the mapping holds — the TopP mechanism does.
Preferred V2 status given subject discourse status in Tromsø monosyllabic wh-questions.
STIPULATIVE: this pattern-matches on discourse status directly. The book derives this from [±FOC]/TopP (see § 10 docstring).
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- Phenomena.WordOrder.Studies.Westergaard2009.tromsøWhV2Preference Core.InformationStructure.DiscourseStatus.given = Phenomena.WordOrder.Studies.Westergaard2009.V2Status.impossible
- Phenomena.WordOrder.Studies.Westergaard2009.tromsøWhV2Preference Core.InformationStructure.DiscourseStatus.new = Phenomena.WordOrder.Studies.Westergaard2009.V2Status.obligatory
- Phenomena.WordOrder.Studies.Westergaard2009.tromsøWhV2Preference Core.InformationStructure.DiscourseStatus.focused = Phenomena.WordOrder.Studies.Westergaard2009.V2Status.obligatory
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Given subjects predict non-V2 in Tromsø short wh-questions.
New subjects predict V2 in Tromsø short wh-questions.
structural economy (p. 4):
(9a) Only build as much structure as there is evidence for in the input.
(9b) Only move elements as far as there is evidence for in the input.
These principles constrain *children's grammars*: children build minimal
structure, adding projections only when input evidence forces them.
The following theorems derive a corollary: languages with fewer active
micro-parameters require less structure to be built. This is our own
formalization of a consequence of (9a), not a claim directly stated in
the book.
English activates fewer micro-parameters than Standard Norwegian.
Nordmøre activates fewer micro-parameters than Standard Norwegian.