Auxiliary Verb Construction Typology #
@cite{anderson-2006}
Cross-linguistic classification of auxiliary verb constructions (AVCs) based on how inflection distributes between auxiliary and lexical verb. Anderson's core insight: the semantic head is always the lexical verb, but the inflectional host varies across 5 macro-patterns.
The Five Patterns #
| Pattern | Infl Host | Example Language |
|---|---|---|
| Aux-headed | AUX | English will go |
| Lex-headed | LEX | Pipil weli ni-nehnemi wehka |
| Doubled | AUX+LEX | Gorum miŋ ne-gaʔ-ru ne-laʔ-ru |
| Split | AUX or LEX | Doyayo, Jakaltek, Finnish |
| Split/doubled | AUX+LEX (split) | (various) |
Core types #
Anderson's 5-way inflectional pattern typology for AVCs.
- auxHeaded : InflPattern
Inflection hosted on auxiliary; lexical verb is nonfinite. E.g., English will go, French va manger.
- lexHeaded : InflPattern
Inflection hosted on lexical verb; auxiliary is grammaticalized. E.g., Pipil weli ni-nehnemi wehka (AUX uninflected, LV carries person).
- doubled : InflPattern
Inflection appears on both auxiliary and lexical verb. E.g., Gorum miŋ ne-gaʔ-ru ne-laʔ-ru (subject + TAM on both).
- split : InflPattern
Inflection split between AUX and LV (different features on each). E.g., Jakaltek šk-ach w-ila (absolutive on AUX, ergative on LV).
- splitDoubled : InflPattern
Combination of split and doubled: different inflectional features appear on both AUX and LV, but neither hosts the same set. @cite{anderson-2006} discusses this as a logical possibility; clear exemplars are rare.
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Which element(s) of an AVC bear a given property.
- aux : AVCElement
- lex : AVCElement
- both : AVCElement
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- Phenomena.AuxiliaryVerbs.Typology.instBEqAVCElement.beq x✝ y✝ = (x✝.ctorIdx == y✝.ctorIdx)
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Key functions #
The semantic head is always the lexical verb (Anderson's invariant).
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Which element hosts inflection in each pattern.
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- Phenomena.AuxiliaryVerbs.Typology.InflPattern.auxHeaded.inflHost = Phenomena.AuxiliaryVerbs.Typology.AVCElement.aux
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.lexHeaded.inflHost = Phenomena.AuxiliaryVerbs.Typology.AVCElement.lex
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.doubled.inflHost = Phenomena.AuxiliaryVerbs.Typology.AVCElement.both
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.split.inflHost = Phenomena.AuxiliaryVerbs.Typology.AVCElement.both
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.splitDoubled.inflHost = Phenomena.AuxiliaryVerbs.Typology.AVCElement.both
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Whether inflection is hosted exclusively on the phrasal head (= AUX). Only aux-headed AVCs have this property: the AUX hosts all inflection and the LV is fully nonfinite. In doubled AVCs, both elements carry inflection, so the phrasal head is not the sole inflectional host.
Equations
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.auxHeaded.inflOnlyOnPhrasalHead = true
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.lexHeaded.inflOnlyOnPhrasalHead = false
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.doubled.inflOnlyOnPhrasalHead = false
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.split.inflOnlyOnPhrasalHead = false
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.splitDoubled.inflOnlyOnPhrasalHead = false
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Cross-linguistic data #
A cross-linguistic AVC datum.
- language : String
- form : String
- inflPattern : InflPattern
- distribution : Option Core.Morphology.InflDistribution
- gloss : String
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- Phenomena.AuxiliaryVerbs.Typology.instBEqAVCDatum.beq x✝¹ x✝ = false
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English will go — aux-headed (AUX carries tense, LV is bare infinitive).
Equations
- Phenomena.AuxiliaryVerbs.Typology.english = { language := "English", form := "will go", inflPattern := Phenomena.AuxiliaryVerbs.Typology.InflPattern.auxHeaded, gloss := "FUT go.INF" }
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Doyayo — split (AUX hosts subject/benefactive/object; LV hosts tense).
Form derived from Fragments.Doyayo.AuxiliaryVerbs.
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Gorum — doubled (subject + TAM marked on both AUX and LV).
Form derived from Fragments.Gorum.AuxiliaryVerbs.
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Jakaltek — split (absolutive on AUX, ergative on LV).
Form derived from Fragments.Jakaltek.AuxiliaryVerbs.
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Pipil — split (auxiliaries mark tense; subject/object on LV).
Form derived from Fragments.Pipil.AuxiliaryVerbs.
Note: Pipil also has lex-headed AVCs (see Fragments.Pipil.AuxiliaryVerbs.lexHeadedForm).
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Finnish negative auxiliary ei — split (person/number on aux, TAM on main verb).
The split nature derives from Fragments.Finnish.Negation.finnishNegDistribution:
the negative auxiliary hosts negation, tense, and agreement, while the lexical verb
retains only the stem and aspect (connegative form). @cite{karlsson-2017}.
The neg aux form derives from Fragments.Finnish.Negation.negParadigm (1sg).
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Pipil — lex-headed (AUX weli is uninflected; LV carries all agreement).
This is Pipil's second AVC pattern, illustrating that a single language can
exhibit multiple AVC types. Form derived from Fragments.Pipil.AuxiliaryVerbs.
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Hemba — split/doubled (subject doubled on both AUX and LV; tense on AUX
only, mood on LV only). Form derived from Fragments.Hemba.AuxiliaryVerbs.
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Invariant theorems #
Anderson's key insight: the semantic head is always the lexical verb, regardless of inflectional pattern.
In aux-headed AVCs, inflection is exclusively on the phrasal head (AUX).
In lex-headed AVCs, inflection is not on the phrasal head.
In doubled AVCs, inflection appears on both elements, so the phrasal head is not the sole host.
Bridge to UD #
Expected verb form of the lexical verb in each AVC pattern. Aux-headed: LV is nonfinite (infinitive/participle). Lex-headed: LV is finite (carries TAM). Doubled/split/splitDoubled: LV is finite (carries at least some inflection).
Equations
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.auxHeaded.lvVerbForm = UD.VerbForm.Inf
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.lexHeaded.lvVerbForm = UD.VerbForm.Fin
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.doubled.lvVerbForm = UD.VerbForm.Fin
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.split.lvVerbForm = UD.VerbForm.Fin
- Phenomena.AuxiliaryVerbs.Typology.InflPattern.splitDoubled.lvVerbForm = UD.VerbForm.Fin
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In aux-headed AVCs, the lexical verb is nonfinite.
In lex-headed AVCs, the lexical verb is finite.
Bridge to FunctionWords #
English modals are aux-headed: they take AuxType.modal and the LV is bare.
Per-datum verification #
These theorems are load-bearing: changing a Fragment entry's inflPattern
breaks exactly one theorem here.
Per-datum form verification #
These theorems verify that the forms derive from Fragment entries. Changing a Fragment form breaks the corresponding theorem.
Per-datum distribution verification #
These theorems verify that distributions derive from Fragment entries.
Changing a Fragment's inflDistribution breaks the corresponding theorem.
Bridge to Finnish Fragment #
The Finnish negative auxiliary construction is a split AVC: the auxiliary hosts some inflectional categories and the lexical verb hosts others, with neither element hosting all categories. Derived from Fragment distribution.