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Linglib.Phenomena.Agreement.Studies.AdamsonZompi2025

Adamson & Zompì (2025): Polite Pronouns and the PCC #

@cite{adamson-zompi-2025}

Polite Pronouns and the PCC. Linguistic Inquiry, Early Access.

Summary #

The Person-Case Constraint (PCC) bans certain person combinations in ditransitive clitic clusters. All Italian speakers reject 3>1 and 3>2 IO>DO clitic combinations (Weak PCC); some additionally reject 1>2 and 2>1 (Strong PCC). PCC effects are restricted to clitic clusters — stressed/tonic pronouns are always licit (§2, (5)).

The polite pronoun LEI is formally third person — it triggers 3sg verbal agreement (§3, (8)), patterns with 3sg.f clitics in ordering (§3, (11c)), binds 3rd person reflexives (§3, (10)), and triggers obligatory feminine participle agreement (§3, (14)). Yet LEI triggers PCC effects like a second person pronoun: *Glie La hanno affidata (3.DAT LEI.ACC) is ungrammatical (§4.1, (17)), paralleling *Glie ti hanno affidata (3.DAT 2.ACC), not the licit Glie la hanno affidata (3.DAT 3.F.ACC).

Three independent lines of evidence converge:

  1. PCC (§4.1): LEI in DO position triggers PCC effects like 2nd person
  2. Fancy Constraint (§4.2): LEI triggers person hierarchy effects in faire infinitif causatives like 2nd person
  3. Resolved agreement (§4.3, (30)): LEI in coordination triggers 2PL resolved agreement, unlike imposters which trigger 3PL ((31)-(32))

This falsifies morphosyntactic accounts (@cite{deal-2024}, @cite{coon-keine-2021}, @cite{bejar-rezac-2009}), which predict LEI should behave like 3rd person for PCC purposes. The data supports a syntacticosemantic account such as @cite{pancheva-zubizarreta-2018}, where the PCC reads interpretable person features.

The same pattern obtains cross-linguistically: Spanish USTED (§6.1) and German SIE (§6.2) also trigger PCC effects despite 3rd person agreement. Imposters (e.g., Vostro Onore) do NOT trigger PCC effects (§4.3), confirming the effect depends on syntacticosemantic person features, not addressee reference per se.

A nominal's person features split into two layers.

@cite{adamson-zompi-2025} argue that polite pronouns carry two distinct sets of φ-features (following @cite{smith-2017}, @cite{anagnostopoulou-2017a}, among others):

  • agreementPerson (uninterpretable): governs verbal agreement, clitic allomorphy, reflexive binding, clitic ordering, participle agreement. For LEI, this is 3rd person.
  • interpretablePerson (interpretable): governs the PCC, Fancy Constraint, resolved agreement in coordination. For LEI, this is 2nd person.

For ordinary (non-polite) pronouns, both layers coincide.

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        Ordinary pronoun: both layers are the same person.

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          Lei (polite) — agreement 3rd, interpretable 2nd.

          Morphological evidence for 3rd person agreement features (§3):

          • Morphologically identical to 3sg.f pronominal series (Table 1)
          • Triggers 3sg verbal agreement, not 2sg ((7)–(8))
          • Patterns with 3sg.f clitics in ordering: follows locative, like 3sg.f la and unlike 2sg ti which precedes locative ((11))
          • Binds 3rd person reflexive si, not 2nd person ti ((9)–(10))
          • Triggers obligatory feminine participle agreement matching formal (not conceptual) gender, like 3sg.f accusative clitics ((13)–(14))
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            Imposters (e.g., Vostro Onore 'Your Honor', il signor Duca): agreement 3rd, interpretable 3rd.

            Like LEI, imposters are grammatically 3rd person and are used to refer to addressees. Unlike LEI, imposters do not trigger PCC effects (§4.3, (27)–(29)), Fancy Constraint effects ((28)–(29)), or 2nd person resolved agreement in coordination ((31)–(32)). Their relationship to addressee reference is pragmatic, not encoded in interpretable person features.

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              The Weak PCC: a 3rd person IO clitic cannot co-occur with a 1st or 2nd person DO clitic.

              All Italian speakers have at least the Weak PCC (§2, p. 4–5). The constraint bans 3>1 and 3>2 but allows 1>2, 2>1, and all combinations where IO is 1st/2nd or DO is 3rd.

              Note: the person values here are the values the PCC reads — the central question of the paper is whether these are agreement person or interpretable person.

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                The Strong PCC: in a ditransitive clitic cluster, the DO must be 3rd person. Some Italian speakers have the Strong PCC (§2, p. 5), which additionally bans 1>2 and 2>1.

                The Strong PCC entails the Weak PCC: anything banned under the Weak PCC is also banned under the Strong PCC.

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                  Acceptability judgments for Italian ditransitive clitic clusters.

                  Person values are interpretable person — the paper's claim is that PCC effects track this layer, not agreement person. For non-polite pronouns the distinction is vacuous; for LEI it is crucial.

                  PCC effects are restricted to clitic clusters: when one argument is a stressed (tonic) pronoun, person restrictions vanish (§2, (5)):

                  • Gli hanno affidato te (3.DAT entrusted 2SG.STRESS) = ✓
                  • Ti hanno affidato a lui (2.ACC entrusted to 3SG.STRESS) = ✓ Similarly for LEI: Gli hanno affidato Lei (stressed) is licit (§4.1, (21)), and La hanno affidata a lui is licit ((21b)).
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                      (2a) Te la hanno affidata — 2.DAT > 3.F.ACC = ✓

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                        (2b) Glie la hanno affidata — 3.DAT > 3.F.ACC = ✓

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                          (3a) *Gli(e)/Le ti/te hanno affidato/affidata — 3.DAT > 2.ACC = ✗

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                            (3b) *Ti/Te gli(e)/le hanno affidato/affidata — same combination, reversed clitic order, still ✗. PCC is about person combination, not linear order.

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                              (16) Glie la hanno affidata — LEI.DAT > 3.F.ACC = ✓ LEI as dative with 3rd person accusative: not a PCC violation because the interpretively-2nd-person argument is the IO, not the DO. (The clitic form glie is ambiguous between regular 3.DAT and LEI.DAT; both readings yield a grammatical sentence.)

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                                (17) *Glie La hanno affidata — 3.DAT > LEI.ACC = ✗ The paper's central data point. LEI as accusative clitic with a 3rd person dative triggers PCC, just like 2nd person accusative ti. Note: this is string-identical to the licit Glie la hanno affidata (3.DAT > 3.F.ACC), differing only in whether the accusative is polite LEI or ordinary 3sg.f ((17) fn. 9).

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                                  (19a) Glie la hanno raccomandata — LEI.DAT > 3.F.ACC = ✓ Same pattern with raccomandare 'recommend'.

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                                    (19b) *Glie La hanno raccomandata — 3.DAT > LEI.ACC = ✗

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                                        Morphosyntactic prediction: the PCC reads agreement person.

                                        Under morphosyntactic accounts (@cite{deal-2024}, @cite{coon-keine-2021}, @cite{bejar-rezac-2009}), LEI's agreement features (3rd person) determine PCC behavior. Since 3>3 is licit, 3.DAT > LEI.ACC should be licit.

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                                          Syntacticosemantic prediction: the PCC reads interpretable person.

                                          Under a syntacticosemantic account (@cite{pancheva-zubizarreta-2018}), LEI's interpretable features (2nd person) determine PCC behavior. Since 3>2 is illicit, 3.DAT > LEI.ACC should be illicit.

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                                            Morphosyntactic account WRONGLY predicts 3.DAT > LEI.ACC is licit.

                                            Syntacticosemantic account CORRECTLY predicts 3.DAT > LEI.ACC is illicit.

                                            LEI triggers effects under BOTH PCC variants. The Strong PCC is strictly stronger, so if the Weak PCC bans a combination, the Strong PCC does too. The LEI data doesn't depend on which variant a speaker has.

                                            The Fancy Constraint (@cite{postal-1989}): in analytic causative constructions (faire infinitif), a person hierarchy effect obtains between the accusative clitic causee and 1st/2nd person arguments.

                                            In Italian, the faire infinitif construction shows: a 3rd person accusative causee is licit ((24) Micol la fa pettinare a Carlo), but a 1st/2nd person causee triggers a hierarchy effect ((24) *Micol ti fa pettinare a Carlo). Crucially, this is NOT a ditransitive clitic cluster — it involves a causative verb — so it constitutes independent evidence for the same person-sensitivity.

                                            LEI patterns with 2nd person, not 3rd:

                                            • (25) *Signor Biagi, Micol La fa pettinare a Carlo = ✗ (LEI as causee)
                                            • (26) Micol fa pettinare {te / Lei} a Carlo = ✓ (stressed: no effect)

                                            We model the Fancy Constraint as reading the same interpretable person features as the PCC.

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                                              LEI causee: interpretable 2nd → illicit, like ti ((25)).

                                              LEI causee: agreement 3rd → morphosyntactic account wrongly predicts licit, like la.

                                              PCC and Fancy Constraint agree for LEI: both read interpretable person, both ban LEI.

                                              The contrast between LEI and imposters: LEI triggers PCC, imposters don't. Both refer to addressees, but only LEI encodes this in interpretable person features.

                                              Resolved agreement in coordination (§4.3, (30)–(32)).

                                              When LEI is coordinated with a 3sg nominal, resolved agreement is obligatorily 2PL ((30) Lei e l'ambasciatore... vi incontrerete), consistent with LEI's interpretable 2nd person features. When an imposter (Vostro Onore, il signor Duca) is coordinated with a 3sg nominal, resolved agreement is 3PL ((31)–(32)), consistent with interpretable 3rd person features.

                                              This is a third line of evidence, independent of both the PCC and the Fancy Constraint, showing that LEI's interpretable person surfaces in the grammar.

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                                                    The PCC's sensitivity to interpretable person is equivalent to sensitivity to [+participant] in @cite{preminger-2014}'s decomposition.

                                                    The Weak PCC bans 3rd person IO with [+participant] DO. LEI has interpretable [+participant] (2nd person = [+participant, −author]).

                                                    The Weak PCC reduces to: if IO is [−participant], then DO must be [−participant]. Equivalently: ¬(IO lacks [participant] ∧ DO has [participant]).

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                                                      The P-Constraint (@cite{pancheva-zubizarreta-2018}) derives PCC effects from point-of-view encoding. pccLicit from PConstraint.lean evaluates the constraint over interpretable person values.

                                                      The Weak PCC (P-Uniqueness inactive) produces the same judgments as our weakPCC function.

                                                      LEI is inherently [+PROXIMATE] by virtue of interpretable 2nd person. This is what triggers PCC effects under P&Z's account.

                                                      Under morphosyntactic accounts, the probe sees LEI's agreement bundle and finds [Person:3rd] — no [participant] feature. The probe treats LEI as a non-participant, predicting no PCC effect.

                                                      Under the syntacticosemantic account, the PCC reads LEI's interpretable bundle and finds [Person:2nd] — [+participant]. PCC effect predicted.

                                                      @cite{deal-2024}'s isLicit directly demonstrates the morphosyntactic failure. Under the Weak PCC (Italian), the probe reads agreement person:

                                                      • isLicit weak .third lei.agreementPerson = isLicit weak 3 3 = true (wrongly predicts ⟨3.DAT, LEI.ACC⟩ is licit)
                                                      • isLicit weak .third lei.interpretablePerson = isLicit weak 3 2 = false (correctly predicts illicit)

                                                      This is a formal, end-to-end test: @cite{deal-2024}'s own licitness function, applied to LEI's agreement features, gives the wrong answer.

                                                      The same failure obtains under the Strong PCC variant: Deal's model reads agreement-3P as ⟨3,3⟩ (licit) rather than interpretable-2P as ⟨3,2⟩ (illicit).

                                                      LEI's agreement features match the 3sg.f clitic la in person.

                                                      The fragment entry la_cl has .third person, matching LEI's agreement layer — confirming the paper's morphological evidence that LEI is formally 3sg.f (§3, Table 1).

                                                      The fragment's lei_formal encodes dual person features: person = 3rd (agreement), referentialPerson = 2nd (interpretable). This directly mirrors our DualPersonFeatures structure.

                                                      Every Italian judgment matches the Weak PCC evaluated over interpretable person. Since weakPCC checks both IO and DO person, this verifies the full constraint, not just DO.

                                                      Spanish USTED: agreement 3rd, interpretable 2nd.

                                                      Like Italian LEI, USTED triggers 3sg verbal agreement but refers to an addressee. @cite{rezac-2011} observes PCC effects with USTED: the accusative clitic la is grammatical in a 3>3 configuration if its referent is 3rd person, but ungrammatical if interpreted as polite USTED (§6.1, (43)). The paper's own consultants confirm the same contrast with encomendar 'entrust' ((44)).

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                                                        USTED triggers PCC effects under the syntacticosemantic account.

                                                        Italian LEI and Spanish USTED have the same dual-feature structure: both are agreement-3rd, interpretable-2nd.

                                                        German polite SIE: agreement 3rd (plural), interpretable 2nd.

                                                        SIE triggers 3pl verbal agreement ((45)) and binds 3rd person reflexive sich (not 2sg dich or 2pl euch). In the limited PCC environments available in German (Wackernagel clusters), SIE patterns with 2nd person in triggering person hierarchy effects ((47)–(48)).

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                                                          SIE triggers PCC effects under the syntacticosemantic account.

                                                          German assumed-identity copular constructions (§6.2, (49)–(53)) exhibit a DIFFERENT person hierarchy effect — one ameliorated by syncretism of verbal forms and therefore attributed to exponence/morphology, not to the syntax-semantics interface.

                                                          The paper's key modularity argument: PCC effects (syntacticosemantic source) are sensitive to interpretable person, so polite pronouns trigger them. Assumed-identity effects (exponence-based source) are sensitive to formal features, so polite pronouns do NOT trigger them.

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                                                            The modularity contrast: PCC reads interpretable person (SIE triggers), exponence reads agreement person (SIE doesn't trigger).

                                                            The paper's cross-linguistic prediction (40):

                                                            "If a language displays PCC effects in ditransitives for second person arguments and has a third person addressee-referring polite pronoun, this pronoun should also give rise to PCC effects."

                                                            Formalized: for any pronoun with interpretable 2nd person, the syntacticosemantic account predicts a PCC effect in DO position.

                                                            The morphosyntactic account wrongly predicts NO PCC effect for any polite pronoun with 3rd person agreement features.

                                                            All three cross-linguistic polite pronouns (LEI, USTED, SIE) are correctly predicted by the syntacticosemantic account.

                                                            Cross-linguistic number validation: the fragment entries record the agreement number of each polite pronoun, matching §3 (Italian), §6.1 (Spanish), §6.2 (German).

                                                            Italian LEI and Spanish USTED trigger 3sg agreement. German SIE triggers 3pl agreement — the key typological outlier (§6.2, (45)). SIE's formal plurality is why it doubles as a 2PL form and why it can address multiple addressees, unlike LEI/USTED.

                                                            Despite different agreement numbers, all three polite pronouns trigger PCC effects identically — confirming that the PCC reads person features (specifically interpretable person), not number.

                                                            Only mismatch pronouns distinguish the two accounts. For any pronoun where agreement and interpretable person coincide, both accounts make the same prediction. Polite pronouns are the crucial test case.